Intermoney Valores, SV may provide retail clients with any of the services listed in the table below, and may also provide a combination of them.
INVESTMENT SERVICES
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Reception, transmission and execution of orders
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Discretionary portfolio management
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Investment advisory services
ANCILLARY SERVICES
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Safekeeping and administration of financial instruments
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Foreign exchange services when related to the provision of investment services
Minimum requirements for the provision of the service
The provision of any service to a retail client requires the prior signing of the corresponding agreement. In addition, certain investment services require other prior requirements, such as:
Reception, transmission and execution of orders
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Provision of the necessary information to carry out “client identification” in accordance with the Anti-Money Laundering and Counter-Terrorist Financing Law.
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When the service involves complex financial instruments, completion of the Appropriateness Test.
Discretionary portfolio management
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Provision of the necessary information to carry out “client identification” in accordance with the Anti-Money Laundering and Counter-Terrorist Financing Law.
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In all cases, completion of the Suitability Test is required.
Safekeeping and administration of financial instruments
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Provision of the necessary information to carry out “client identification” in accordance with the Anti-Money Laundering and Counter-Terrorist Financing Law.